The State of Pennsylvania Department of Banking and Securities, Bureau of Securities Division of Licensing, Compliance and Examinations, registers various securities licensing related professionals which includes Investment Advisers. The department also oversees compliance and securities professional’s examinations. The Pennsylvania Securities Act of 1972 sets forth that investment advisers must meet the conditions of the Act which includes registration.
The premium that you pay for a Pennsylvania Investment Adviser Surety Bond is dependent on credit and the bond amount required.
The Pennsylvania Bureau of Securities offers exam guidance so that investment advisers are prepared for compliance examinations.
Check out our FAQ page or What’s a Surety Bond? page. Should you need or choose to buy a surety bond, buy from us. SuretyGroup.com has been underwriting surety bonds throughout the U.S. for more than 35 years. When you work with us, you enjoy the unique benefit of dealing with a team of highly experienced surety agents with in-house underwriting authority. This allows you to receive competitive, low rates, quick approvals, and immediate bond delivery. In most cases, your bond will be delivered within 24 hours after you apply for it.
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