The State of New Jersey Office of the Attorney General, Bureau of Securities (NJBOS), administers the securities program and has oversight of the professional investment adviser and representatives registration, as well as handling of consumer complaints and fraud prevention of investment advisers. According to the New Jersey Uniform Securities Law 49:3-56, investment advisers must meet the conditions set forth in the Act which includes registration.
The premium that you pay for a New Jersey Investment Adviser Surety Bond is dependent on credit and the bond amount required.
New Jersey investment advisers must renew their registration and bond annually by December 31.
Check out our FAQ page or What’s a Surety Bond? page. Should you need or choose to buy a surety bond, buy from us. SuretyGroup.com has been underwriting surety bonds throughout the U.S. for more than 35 years. When you work with us, you enjoy the unique benefit of dealing with a team of highly experienced surety agents with in-house underwriting authority. This allows you to receive competitive, low rates, quick approvals, and immediate bond delivery. In most cases, your bond will be delivered within 24 hours after you apply for it.
For a downloadable application