The State of Nebraska Department of Banking and Finance (NDBF) administers the Investment Adviser program and has oversight of the professional registration, as well as handling of consumer complaints and auditing.The Nebraska Administrative Code Title 48 Chapter 7 states that investment advisers must meet the conditions which includes registration and bond requirements set forth in the Securities Act of Nebraska in order to provide services. If a surety bond is required, the bond ensures ethical performance of investment adviser duties and compliance of state laws.
The premium that you pay for a Nebraska Investment Adviser Surety Bond is dependent on credit and the bond amount required.
That a Nebraska investment adviser must renew their registration and bond annually by December 31.
Check out our FAQ page or What’s a Surety Bond? page. Should you need or choose to buy a surety bond, buy from us. SuretyGroup.com has been underwriting surety bonds throughout the U.S. for more than 35 years. When you work with us, you enjoy the unique benefit of dealing with a team of highly experienced surety agents with in-house underwriting authority. This allows you to receive competitive, low rates, quick approvals, and immediate bond delivery. In most cases, your bond will be delivered within 24 hours after you apply for it.
For a downloadable application