The State of South Dakota Department of Labor and Regulation, Division of Securities, handles Investment Adviser registration and investigates complaints. The division also enforces anti-fraud provisions, insures proper disclosures and provides investor education. The Administrative Rules, Chapter 20:08:05 of South Dakota provides details that investment advisers must meet for the registration process.
The premium that you pay for a South Dakota Investment Adviser Surety Bond is dependent on credit and the bond amount required.
Check out our FAQ page. Should you need or choose to buy a surety bond, SuretyGroup.com has been underwriting surety bonds throughout the U.S. for more than 35 years. When you work with us, you enjoy the unique benefit of dealing with a team of highly experienced surety agents with in-house underwriting authority. This allows you to receive competitive, low rates, quick approvals, and immediate bond delivery. In most cases, your bond will be delivered within 24 hours after you apply for it.
For a downloadable application