The State of West Virginia Auditor’s Office, Securities Commission, regulates securities and registration of securities professionals. It is also responsible complaints and investigations of fraudulent securities activities and regulation of securities offerings and registration of Investment Advisers. The West Virginia Uniform Securities Act provides details that Investment Advisers must meet for the registration process.
The premium that you pay for a West Virginia Investment Adviser Bond is dependent on credit.
Registration must be renewed by December 31 of each year.
Check out our FAQ page. Should you need or choose to buy a surety bond, SuretyGroup.com has been underwriting surety bonds throughout the U.S. for more than 35 years. When you work with us, you enjoy the unique benefit of dealing with a team of highly experienced surety agents with in-house underwriting authority. This allows you to receive competitive, low rates, quick approvals, and immediate bond delivery. In most cases, your bond will be delivered within 24 hours after you apply for it.
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