The State of Tennessee Department of Commerce and Insurance, Division of Securities, is responsible for enforcing and protection of securities laws. This includes investor education, regulation of the securities industry which includes the registration of Investment Advisers. The Tennessee Securities Act of 1980 provides details that investment advisers must meet for the registration process.
The premium that you pay for a Tennessee Investment Adviser Surety Bond is dependent on credit.
The form ADV and/or Form U4 must be submitted directly to IARD or CRD.
Check out our FAQ page or What’s a Surety Bond? page. Should you need or choose to buy a surety bond, buy from us. SuretyGroup.com has been underwriting surety bonds throughout the U.S. for more than 35 years. When you work with us, you enjoy the unique benefit of dealing with a team of highly experienced surety agents with in-house underwriting authority. This allows you to receive competitive, low rates, quick approvals, and immediate bond delivery. In most cases, your bond will be delivered within 24 hours after you apply for it.
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