The State of Mississippi Secretary of State Securities Division administers the Uniform Securities Laws and regulates both the sale of securities and licensing of professionals in the securities industry, including Investment Advisers. Mississippi Code Annotated §75-71-400 provides details for investment advisers. Investment advisers must also meet conditions set forth in the Mississippi Securities Act Rules 631.
The premium that you pay for a Mississippi Investment Adviser Surety Bond is dependent on the bond amount needed and personal credit. Our rates for $10,000 bonds start at $150 with good credit, and our rates for $30,000 bonds start at $450 with good credit. Contact our Surety Bond Specialists for a free quote.
An investment adviser can only be registered with one investment adviser at a time in Mississippi.
Check out our FAQ page or What’s a Surety Bond? page. Should you need or choose to buy a surety bond, buy from us. SuretyGroup.com has been underwriting surety bonds throughout the U.S. for more than 35 years. When you work with us, you enjoy the unique benefit of dealing with a team of highly experienced surety agents with in-house underwriting authority. This allows you to receive competitive, low rates, quick approvals, and immediate bond delivery. In most cases, your bond will be delivered within 24 hours after you apply for it.
For a downloadable application