The State of Maryland Attorney General, Securities Division mission is to protect Maryland citizens from misrepresentation and fraud and has oversight of the registration of investment advisers. The Maryland Securities Act provides the details for investment advisors and the duties specifically required.
The premium you pay or a Maryland Investment Adviser Surety Bond is dependent on credit.
Expect a surprise annual audit of client funds report.
Check out our FAQ page or What’s a Surety Bond? page. Should you need or choose to buy a surety bond, buy from us. SuretyGroup.com has been underwriting surety bonds throughout the U.S. for more than 35 years. When you work with us, you enjoy the unique benefit of dealing with a team of highly experienced surety agents with in-house underwriting authority. This allows you to receive competitive, low rates, quick approvals, and immediate bond delivery. In most cases, your bond will be delivered within 24 hours after you apply for it.
For a downloadable application