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Idaho Investment Adviser Surety Bond?

An investment adviser meets with clients

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The State of Idaho Department of Finance regulates the securities branch which includes the Investment Adviser program. Idaho Code 30 ยง 14-400 provides the laws for investment advisers and the conditions that must be met to conduct business.


Surety Bond and License Requirements:

  1. Payment of a filing fee and application for registration through IARD with any required attachments.
  2. Provide examples of all written client contracts and/or agreements.
  3. Provide an unaudited balance sheet if physical business location is in Idaho.
  4. Obtain a $25,000 surety bond.
  5. Designate a qualifying officer.
  6. De Minimis- applicants that do not have a physical business location in Idaho and have less than five clients are exempt from registering.

How Much Will This Bond Cost?

The premium that you pay for an Idaho Investment Adviser Surety Bond is dependent on credit.

Did you know?

An investment adviser must pass the Series 63 or 66 and at least one other general securities exam.

Related Links:

Idaho Department of Finance FAQs
Idaho Department of Finance Securities Application Requirements, Forms and Fees
Idaho Department of Finance Securities Acts and Codes
Idaho Uniform Securities Act
Read our blog, Do You Need An Investment Adviser Bond?

Where Can I Get an Idaho Investment Adviser Surety Bond?

Contact SuretyGroup.com today at:
Phone: 1‑844‑432‑6637
Email:  info@suretygroup.com
Fax:     404-351-3237
Hours: 8:00-5:00 CST, Monday through Friday

More Surety Bond Questions?

Check out our FAQ page. Should you need or choose to buy a surety bond, SuretyGroup.com has been underwriting surety bonds throughout the U.S. for more than 35 years. When you work with us, you enjoy the unique benefit of dealing with a team of highly experienced surety agents with in-house underwriting authority. This allows you to receive competitive, low rates, quick approvals, and immediate bond delivery. In most cases, your bond will be delivered within 24 hours after you apply for it.

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