The Commonwealth of Virginia State Corporation Commission, Division of Securities and Retail Franchising (DFR) otherwise known as the “Division,” regulates securities and registration of securities professionals. It is also responsible for trademarks and franchise registration, investor education programs, following up on complaints and investigating code violations and auditing of securities financials and Investment Adviser Registration. The Virginia Securities Act provides details that investment advisers must meet for the registration process.
The premium that you pay for a Vermont Investment Adviser Surety Bond is dependent on credit and the bond amount required. Our rates start at 1.5% of the bond amount with good credit. Contact our Surety Bond Agents for a free quote.
The balance sheet, net worth and bond requirements are waived in Vermont if the applicants’ primary business location is in another state and the applicant meets that state’s compliance requirements.
Check out our FAQ page or What’s a Surety Bond? page. Should you need or choose to buy a surety bond, buy from us. SuretyGroup.com has been underwriting surety bonds throughout the U.S. for more than 35 years. When you work with us, you enjoy the unique benefit of dealing with a team of highly experienced surety agents with in-house underwriting authority. This allows you to receive competitive, low rates, quick approvals, and immediate bond delivery. In most cases, your bond will be delivered within 24 hours after you apply for it.
For a downloadable application