The State of Oregon Department of Consumer and Business Services, Division of Financial Regulation, has the responsibility of consumer protection and business regulation. The Oregon Finance and Securities Regulation 441§175-0002, provides details for the Investment Adviser registration requirements and exemptions.
The premium that you pay for an Oregon Investment Adviser Surety Bond is dependent on credit.
The Oregon securities law requires that all investment firms have at least one licensed investment adviser.
Check out our FAQ page or What’s a Surety Bond? page. Should you need or choose to buy a surety bond, buy from us. SuretyGroup.com has been underwriting surety bonds throughout the U.S. for more than 35 years. When you work with us, you enjoy the unique benefit of dealing with a team of highly experienced surety agents with in-house underwriting authority. This allows you to receive competitive, low rates, quick approvals, and immediate bond delivery. In most cases, your bond will be delivered within 24 hours after you apply for it.
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