The State of Montana Office of the State Auditor, Commissioner of Securities and Insurance (CSI), regulates the securities industry including the Investment Adviser Registration program. It is also responsible for securities compliance and investigates fraud or other improper securities practices. Montana Code Annotated 2015 30-10-201 details the laws for investment adviser and broker dealer registration.
The premium that you pay for a Montana Investment Adviser Surety Bond is dependent on credit and the bond amount required. Our rates start at 1.5% of the bond amount with good credit. Contact our Surety Bond Specialists for a free quote.
Montana investment advisers must renew their registration and bond annually by December 31.
Check out our FAQ page or What’s a Surety Bond? page. Should you need or choose to buy a surety bond, buy from us. SuretyGroup.com has been underwriting surety bonds throughout the U.S. for more than 35 years. When you work with us, you enjoy the unique benefit of dealing with a team of highly experienced surety agents with in-house underwriting authority. This allows you to receive competitive, low rates, quick approvals, and immediate bond delivery. In most cases, your bond will be delivered within 24 hours after you apply for it.
For a downloadable application