The State of Minnesota Department of Commerce, Industries & Agencies Securities Department is responsible for investment adviser, representatives, broker-dealer and franchise registration. Minnesota Rules 2876 § 80A.58 and 80A.61 details the investment adviser registration requirements.
The premium that you pay for a Minnesota Investment Adviser Surety Bond is dependent on credit and the bond amount required. Our rates stat at 1.5% of the bond amount with good credit. Contact our Surety Bond Specialists for a free quote that fits your specific situation.
That Minnesota investment advisers must renew their registration and bond annually by December 31.
Check out our FAQ page or What’s a Surety Bond? page. Should you need or choose to buy a surety bond, buy from us. SuretyGroup.com has been underwriting surety bonds throughout the U.S. for more than 35 years. When you work with us, you enjoy the unique benefit of dealing with a team of highly experienced surety agents with in-house underwriting authority. This allows you to receive competitive, low rates, quick approvals, and immediate bond delivery. In most cases, your bond will be delivered within 24 hours after you apply for it.
For a downloadable application